Financial Services Contract Template
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Financial Services Contract

Prepared by

[Your Name]

Effective date

[July 15, 2051]


This Financial Services Contract ("Contract") is entered into by and between [Your Company Name], a [California] corporation with offices at [Your Address] ("Provider"), and [Client Name], with offices at [Client Address] ("Client"), collectively referred to as the "Parties".

  1. Services

The Provider agrees to furnish financial services to the Client, which may include, but are not limited to, investment advice, portfolio management, financial planning, and tax consulting.

  1. Fees

The Client agrees to compensate the Provider as follows:

  • A management fee of [10]% of the Client’s assets under management, billed quarterly.

  • Additional fees for extraordinary services outside the scope of regular management will be billed at [$2] per hour.

  1. Obligations of the Provider

  • The Provider shall perform services with due care, skill, and diligence in accordance with industry standards.

  • The Provider shall maintain confidentiality of all Client information unless otherwise required by law.

  1. Obligations of the Client

  • The Client shall provide all necessary information and documentation to facilitate the Provider's services.

  • The Client shall notify the Provider promptly of any changes in financial status or investment objectives.

  1. Term and Termination

  • This Contract shall commence on the Effective Date and continue for a period of [12 months], unless terminated earlier as provided herein.

  • Either party may terminate this Contract with a [30-day] written notice to the other party.

  1. Limitation of Liability

The Provider's liability under this Contract shall be limited to gross negligence or willful misconduct.

  1. Dispute Resolution

Any disputes arising out of this Contract shall be resolved through arbitration in accordance with the rules of the [State] Arbitration Association.

  1. Entire Agreement

This Contract constitutes the entire agreement between the Parties regarding its subject matter and supersedes all prior agreements and understandings, both written and oral.

  1. Amendment

This Contract may only be amended in writing, signed by both Parties.

  1. Governing Law

This Contract shall be governed by and construed in accordance with the laws of the State of [California].

IN WITNESS WHEREOF, the Parties have executed this Financial Services Contract as of the Effective Date.

Provider: FutureTech Financial Services

By: _________________________
Name: [Your Name]
Title: [Your Title]
Date: [January 1, 2051]_______

Client: [Client Name]

By: _________________________
Name: [Your Name]
Title: [Your Title]
Date: [January 1, 2051]_______