Accounting Internal Audit Assessment Form
Accounting Internal Audit Assessment Form
Please take the time to fill out the form thoroughly, confirming the information's accuracy and offering valuable insights for continuous improvement.
General Information
|
Organization Details |
|
|---|---|
|
Organization Name: |
|
|
Date of Assessment: |
|
|
Contact Information |
|
|
Contact Person: |
|
|
Position: |
|
|
Email: |
|
|
Phone: |
|
Internal Controls
|
Financial Reporting |
|
|---|---|
|
Are financial reports accurate and reliable? |
|
|
Are financial transactions adequately documented? |
|
|
Is there segregation of duties in financial processes? |
|
|
Compliance |
|
|
Is the organization in compliance with relevant accounting standards? |
|
|
Are tax filings accurate and submitted on time? |
|
|
Are internal policies and procedures followed? |
|
Risk Management
|
Risk Identification |
|
|---|---|
|
Has the organization identified potential financial risks? |
|
|
Are risk assessments regularly conducted? |
|
|
How are risks categorized? |
|
|
Mitigation Strategies |
|
|
Are there established strategies to mitigate identified risks? |
|
|
How often are risk mitigation strategies reviewed and updated? |
|
Recommendations
|
List any issues or concerns identified during the audit. |
|---|
|
Provide recommendations for addressing identified issues. |
I confirm that the information provided in this assessment is accurate and reflects the current state of our accounting and internal audit processes.
Date:
