Free Audit Request List Template
Audit Request List
Name: |
[YOUR NAME] |
Date: |
[DATE] |
This list outlines the necessary documents and details required for a thorough financial audit process. It includes financial statements, transaction records, supporting documentation and tax records. The main objective of this list is to ensure accuracy in financial reporting.
Audit Request
Type |
Specifics |
Period |
Details |
---|---|---|---|
Financial Statements |
Balance Sheet |
As of [Date] |
Statistical data |
Financial Statements |
Income Statement |
For the Period Ended [Date] |
Revenue & expenses data |
Financial Statements |
Cash Flow Statement |
For the Period Ended [Date] |
Revenue, expenses and cash flow data |
Transaction Records |
Sales Transactions: Invoices, Sales Orders, Receipts |
Yearly |
Record of all sales transactions |
Transaction Records |
Expense Transactions: Expense Reports, Reimbursement Requests, Receipts |
Yearly |
Record of all expenses |
Supporting Documentation |
Bank Statements: Account Reconciliations, Bank Deposits, Withdrawals |
Yearly |
Bank records and transactions |
Supporting Documentation |
Contracts and Agreements: Loan Agreements, Lease Contracts, Service Agreements |
As Needed |
All contractual documents |
Tax Records |
Tax Returns, Tax Payments, Tax Filings |
Annual |
All tax related documents |
Notes:
-
Ensure that all requested documents are provided in a timely manner to facilitate the audit process.
-
Maintain organized records and documentation to streamline the audit request fulfillment process.
-
Review the completeness and accuracy of financial statements and supporting documentation before submission.
-
Communicate any challenges or delays in providing requested information to the audit team promptly.
-
Collaborate with the audit team to address any questions or concerns regarding the audit request list.