Due Diligence Risk Assessment Checklist
Due Diligence Risk Assessment Checklist
Company Name: [YOUR COMPANY NAME]
Assessment Date: May 15, 2056
Assessed By: [YOUR NAME]
1. Corporate Structure:
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Confirm business structure and ownership details.
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Review articles of incorporation, bylaws, and any amendments.
2. Financial Records:
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Examine financial statements for the last 3-5 years.
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Verify tax compliance and review auditor reports.
3. Legal & Compliance:
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Review current and past litigation.
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Ensure regulatory compliance (licenses, permits).
4. Intellectual Property:
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Confirm ownership and rights to patents, trademarks, copyrights.
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Review IP protection and potential infringements.
5. Contracts & Agreements:
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Analyze key contracts with suppliers, customers, and employees.
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Identify any potential liabilities or ongoing obligations.
6. Risk Exposure:
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Assess operational, market, and financial risks.
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Identify any emerging risks from external factors.
Conclusion:
Provide summary of risks and mitigation strategies.
