Due Diligence Risk Assessment Checklist Template
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Due Diligence Risk Assessment Checklist

Company Name: [YOUR COMPANY NAME]
Assessment Date: May 15, 2056
Assessed By: [YOUR NAME]

1. Corporate Structure:

  • Confirm business structure and ownership details.

  • Review articles of incorporation, bylaws, and any amendments.

2. Financial Records:

  • Examine financial statements for the last 3-5 years.

  • Verify tax compliance and review auditor reports.

3. Legal & Compliance:

  • Review current and past litigation.

  • Ensure regulatory compliance (licenses, permits).

4. Intellectual Property:

  • Confirm ownership and rights to patents, trademarks, copyrights.

  • Review IP protection and potential infringements.

5. Contracts & Agreements:

  • Analyze key contracts with suppliers, customers, and employees.

  • Identify any potential liabilities or ongoing obligations.

6. Risk Exposure:

  • Assess operational, market, and financial risks.

  • Identify any emerging risks from external factors.

Conclusion:

Provide summary of risks and mitigation strategies.

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