Free Investment Advisor Agreement Template
Investment Advisor Agreement
This Investment Advisor Agreement (the "Agreement") is made and entered into on this 15th day of March, 2065, by and between:
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[YOUR NAME] of [YOUR COMPANY NAME], hereinafter referred to as "Advisor," with a principal place of business at [YOUR COMPANY ADDRESS], and
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Lyda Fadel, hereinafter referred to as "Client," with a principal place of residence at Miami, FL 33101.
I. APPOINTMENT OF ADVISOR
The Client hereby appoints [YOUR NAME] as its investment advisor to provide investment advice and services according to the terms of this Agreement. The Advisor accepts this appointment and agrees to provide such services under the conditions specified herein.
II. SERVICES PROVIDED
The Advisor shall provide the following services to the Client:
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Investment advice and recommendations regarding the Client's investment portfolio.
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Ongoing monitoring and review of the Client's investments.
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Assistance with the implementation of investment decisions.
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Regular updates and reporting on the performance of the Client's investment portfolio.
III. ADVISOR'S RESPONSIBILITIES
The Advisor agrees to:
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Act in the best interest of the Client and provide services with due care, skill, and diligence.
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Maintain the confidentiality of all Client information, unless required by law or authorized by the Client.
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Provide periodic reports on the performance of the investments and make recommendations for adjustments as needed.
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Ensure compliance with all applicable laws, regulations, and ethical standards in providing services under this Agreement.
IV. CLIENT'S RESPONSIBILITIES
The Client agrees to:
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Provide the Advisor with accurate and complete information about financial condition, investment goals, and any changes thereto.
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Review investment recommendations and instructions provided by the Advisor.
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Notify the Advisor promptly of any changes in the Client’s financial situation or objectives that may affect the services provided.
V. COMPENSATION
The Advisor shall be compensated for services rendered as follows:
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Management Fee: The Client shall pay a management fee of 1.5% of the assets under management, payable on a quarterly basis.
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Performance Fee: A performance fee of 15% of any gains above a threshold return of 5% annually, if applicable.
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Other Fees: Any additional fees related to specific transactions, services, or account maintenance will be disclosed in writing and agreed upon by both parties.
VI. TERM AND TERMINATION
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Term: This Agreement shall be effective as of the date set forth above and shall remain in effect until terminated by either party.
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Termination by Client: The Client may terminate this Agreement at any time, with or without cause, by providing 30 days’ written notice to the Advisor.
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Termination by Advisor: The Advisor may terminate this Agreement by providing 30 days’ written notice to the Client, or immediately if the Client breaches any material terms of this Agreement.
VII. LIABILITY AND INDEMNIFICATION
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Advisor's Liability: The Advisor shall not be liable for any loss incurred by the Client due to factors outside of the Advisor's control, such as market conditions, unless the loss results from the Advisor's gross negligence or willful misconduct.
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Indemnification: The Client agrees to indemnify and hold harmless the Advisor from any claims, losses, or expenses arising from the Client's breach of this Agreement, except in cases of Advisor's gross negligence or willful misconduct.
VIII. CONFIDENTIALITY
The Advisor shall not disclose any confidential information about the Client’s investments, personal data, or financial situation to third parties, except as necessary to provide the services under this Agreement or as required by law.
IX. GOVERNING LAW AND DISPUTE RESOLUTION
This Agreement shall be governed by and construed in accordance with the laws of the state of Florida. Any dispute arising under this Agreement shall be resolved through binding arbitration in Miami, Florida.
X. MISCELLANEOUS
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Entire Agreement: This Agreement constitutes the entire understanding between the parties and supersedes any prior agreements or understandings.
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Amendments: Any amendments to this Agreement must be made in writing and signed by both parties.
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Severability: If any provision of this Agreement is deemed invalid or unenforceable, the remainder of the Agreement shall remain in full force and effect.
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Assignment: Neither party may assign or transfer its rights or obligations under this Agreement without the prior written consent of the other party.
IN WITNESS WHEREOF, the parties hereto have executed this Investment Advisor Agreement as of the day and year first above written.
[YOUR NAME]
Principal Advisor
[YOUR COMPANY NAME]
Lyda Fadel
Client