Free Compliance Management In HR Template

COMPLIANCE MANAGEMENT IN HR



I. Pre-Employment Compliance

  • [Your Company Name]'s EEO Policy is reviewed and updated annually.

  • Job descriptions accurately reflect essential functions and qualifications.

  • Background checks are conducted per legal requirements.

  • Job offers and contracts comply with labor laws.

  • [Your Department] conducts interviews adhering to policies.

II. Employee Relations Compliance

  • The employee handbook covers harassment, discrimination, and conduct.

  • [Your Department] promptly processes complaints.

  • Disciplinary actions are documented with legal approvals.

III. Compensation and Benefits Compliance

  • Payroll complies with FLSA regulations.

  • Benefits and retirement plans meet ERISA rules.

  • ACA reporting and eligibility requirements followed.

IV. Health and Safety Compliance

  • Workplace safety policies are communicated to all employees.

  • OSHA safety training and recordkeeping maintained.

  • Safety inspections are conducted regularly.

V. Recordkeeping and Documentation Compliance

  • HR records are maintained securely.

  • Compliance with record retention laws.

  • Contracts and agreements documented.

VI. Compliance Training and Awareness

  • Regular compliance training is provided.

  • Training materials are updated regularly.

  • Compliance awareness campaigns were distributed.


I, [Your Name], certify that the above HR Compliance has been reviewed and deemed accurate to the best of my knowledge.


Date: [Date]

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