Free Employee Letter of Non-Compliance Template

Employee Letter of Non-Compliance


Date: October 25, 2050

Franz Davis
Sales Associate
Charleston, SC 29401
franz@you.mail

Dear Franz,

This letter serves to formally address your recent non-compliance with the company's established policies and procedures. Specifically, we have identified several instances where your conduct has not met the standards expected of your role as a Sales Associate at [Your Company Name].

Areas of Concern:

  1. Failure to Follow Sales Protocols: There have been multiple reports indicating that you did not adhere to the mandatory sales procedures during client interactions, which resulted in inconsistencies in our service delivery.

  2. Inadequate Reporting: You have consistently submitted incomplete sales reports, which affects the accuracy of our sales data and disrupts the overall workflow of the team.

  3. Neglecting Training Requirements: Participation in scheduled training sessions is crucial for maintaining compliance with industry standards. Your absence from these sessions has not only hindered your professional development but has also impacted team performance.

It is imperative that you take immediate corrective action to address these issues. We expect you to meet with your supervisor, Maryjane Dare, by November 1, 2050, to discuss a plan for improving your adherence to company policies. Failure to demonstrate a commitment to compliance may result in further disciplinary action, up to and including termination of employment.

Please consider this letter a serious reminder of the importance of compliance in our organization. We are committed to supporting your success and look forward to seeing positive changes in your performance.

Should you have any questions or require assistance in understanding the expectations outlined, do not hesitate to reach out.

Sincerely,

[Your Name]
Human Resources Manager
[Your Company Name]

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