TCPA Compliance Checklist Template
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TCPA Compliance Checklist

I. Overview

The Telephone Consumer Protection Act (TCPA) regulates telemarketing activities in the United States, aiming to protect consumers from unwanted and intrusive communications. Compliance with TCPA regulations is essential for businesses engaging in telemarketing to avoid legal liabilities and maintain trust with consumers.

II. Obtaining Consent

  • Obtain express written consent from individuals before making telemarketing calls or sending text messages.

  • Maintain records of consent, including date, time, and method of consent.

III. Identification and Disclosure

  • Identify your business and provide accurate caller information at the beginning of the call or message.

  • Disclose the purpose of the call clearly and promptly.

IV. Do Not Call Compliance

  • Scrub telemarketing lists against the National Do Not Call Registry.

  • Maintain an internal Do Not Call list and honor individual requests to opt-out promptly.

V. Time and Frequency Restrictions

  • Avoid calling before 8:00 a.m. or after 9:00 p.m. local time.

  • Limit calls to three times within a consecutive 30-day period to the same phone number.

VI. Training and Compliance Monitoring

  • Provide training to employees involved in telemarketing activities on TCPA regulations and company policies.

  • Regularly monitor compliance through call audits and reviews.

VII. Recordkeeping

  • Maintain records of all telemarketing activities, including call logs, consent forms, and opt-out requests.

  • Retain records for a minimum of four years.

VIII. Vendor Compliance

  • Ensure third-party vendors comply with TCPA regulations when conducting telemarketing on behalf of your business.

  • Have contractual agreements in place with vendors outlining compliance responsibilities.

IX. Responding to Consumer Requests

  • Honor requests from consumers to stop receiving telemarketing calls promptly.

  • Provide opt-out methods that are easily accessible and effective.

X. Regular Compliance Reviews

  • Conduct regular reviews of telemarketing practices and procedures to ensure ongoing compliance with TCPA regulations.

  • Update policies and procedures based on changes in regulations or business practices.

XI. Documented Policies and Procedures

  • Maintain written policies and procedures specific to TCPA compliance.

  • Ensure all employees involved in telemarketing activities are familiar with and adhere to these policies.

XII. Signature

  • I have reviewed and understand the TCPA Compliance Checklist provided above. I acknowledge my responsibility to adhere to the outlined procedures and regulations governing telemarketing activities.

[YOUR POSITION]

[YOUR NAME]

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