Free Audit Checklist Template
Audit Checklist
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Prepared by: |
[YOUR NAME] |
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Date: |
January 5, 2055 |
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Company Name: |
[YOUR COMPANY NAME] |
I. Preliminary Audit Planning
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Checklist |
Yes |
No |
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Define the scope and objectives of the audit. |
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Identify relevant laws, regulations, and standards. |
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Collect background information on the audit subject. |
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Develop an initial risk assessment. |
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II. Conducting the Audit
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Checklist |
Yes |
No |
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Gather and review pertinent documents and records. |
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Perform interviews with key personnel. |
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Evaluate the effectiveness of internal controls. |
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Document findings accurately and comprehensively. |
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III. Reporting
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Checklist |
Yes |
No |
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Draft an audit report based on findings. |
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Present findings to management for feedback. |
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Include recommendations for corrective actions. |
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Finalize the audit report after incorporating feedback. |
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IV. Follow-Up
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Checklist |
Yes |
No |
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Monitor the implementation of corrective actions. |
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Schedule a follow-up audit if necessary. |
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Confirm resolution of identified issues. |
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Update risk assessments based on audit results. |
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