Legal Due Diligence Checklist Layout

This Legal Due Diligence Checklist provides a structured approach to thoroughly review key legal aspects of a company before entering into a transaction or partnership. Use this checklist to ensure compliance, identify potential liabilities, and assess the company's legal standing in essential areas such as corporate structure, contracts, intellectual property, and regulatory matters.

[YOUR COMPANY NAME]
Date: [DATE]

1. Corporate Documents

Collect articles of incorporation, bylaws, amendments, and shareholder agreements.

2. Contracts and Agreements

Review material contracts (sales, leases, etc.), employment agreements, and confidentiality agreements.

3. Intellectual Property

Identify patents, trademarks, copyrights, and licensing agreements.

4. Litigation and Disputes

Check for ongoing or past litigation, settlements, and judgments.

5. Compliance and Regulatory

Ensure all necessary government filings, permits, and environmental compliance documents are in order.

6. Financial Information

Gather audited financial statements, tax filings, and any assessments.

7. Employment and HR Matters

Review employee handbooks, policies, benefits plans, and pension arrangements.

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