Enhanced Due Diligence Checklist

Enhanced Due Diligence Checklist

[YOUR COMPANY NAME]
Date: 20th November 2062

  1. Client Identification

  • Full legal name of the client: BrandKat

  • Business registration number: BK12345678

  • Country of incorporation: United States

  • Type of business entity: Limited Liability Company (LLC)

  1. Risk Assessment

  • Country of operation: United States

  • High-risk jurisdictions involved: No

  • Source of funds: Revenue from product sales and investment income

  • Source of wealth: Private equity investments and trade revenue

  1. Financial Standing

  • Audited financial statements provided: Yes

  • Review of financial health (profit/loss, debts): Annual profit of $5M, debt liabilities of $2M

  • Outstanding liabilities or legal issues: No

  1. Beneficial Ownership

  • List of beneficial owners: Drake Feeney (60%), Emma Davis (40%)

  • Percentage of ownership per individual: Drake Feeney – 60%, Emma Davis – 40%

  • Ownership structure verified: Yes

  1. Sanctions and PEP Check

  • Check against global sanctions lists: Complaint

  • Review for Politically Exposed Persons (PEPs): No

  1. Adverse Media Search

  • Search for negative media coverage: No

  • Specific findings or concerns: No adverse media findings reported.

  1. Verification Documents

  • Proof of identity (e.g., passport, ID): Drake Feeney – Passport #US1234567, Emma Davis – Driver’s License #CA987654

  • Proof of address (e.g., utility bill): Drake Feeney – Utility bill dated 1st November 2062, Emma Davis – Bank statement dated 15th November 2062

  • Corporate documents (e.g., Articles of Incorporation): Articles of Incorporation and LLC Operating Agreement available

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