Free Legal Checklist Template
Legal Checklist
Prepared by: [YOUR NAME]
Date: [DATE]
Business Formation
Task |
Completed (✓) |
---|---|
Choose a business structure (LLC, corporation, etc.) |
|
Register your business name. |
|
Obtain an Employer Identification Number (EIN) |
|
File articles of incorporation or organization |
|
Create and approve operating agreements or bylaws. |
|
Register for state and local taxes. |
|
Apply for necessary licenses and permits. |
|
Contracts and Agreements
Task |
Completed (✓) |
---|---|
Draft and review contracts for vendors and clients |
|
Develop employee agreements and offer letters. |
|
Create a non-disclosure agreement (NDA) template. |
|
Implement service-level agreements (SLAs) |
|
Review lease or property agreements. |
|
Document partnership or shareholder agreements |
|
Compliance
Task |
Completed (✓) |
---|---|
Stay up-to-date on federal, state, and local regulations |
|
Maintain records of board meetings and resolutions. |
|
Ensure compliance with industry-specific standards. |
|
Verify adherence to health and safety regulations. |
|
Conduct annual audits for tax compliance. |
|
Renew business licenses and permits. |
|
Intellectual Property
Task |
Completed (✓) |
---|---|
Register trademarks for business names, logos, or slogans |
|
Secure patents for unique inventions |
|
Register copyrights for written or creative works. |
|
Review terms of use and privacy policies for the website. |
|
Ensure proper licensing for software or third-party IP |
|
Employment Law
Task |
Completed (✓) |
---|---|
Develop an employee handbook with workplace policies |
|
Verify compliance with wage and hour laws. |
|
Confirm adherence to anti-discrimination laws. |
|
Document employee training and certifications |
|
Maintain accurate employee records. |
|
Establish procedures for handling workplace disputes. |
|
Financial and Tax Obligations
Task |
Completed (✓) |
---|---|
Set up a system for bookkeeping and financial tracking |
|
File quarterly and annual tax returns. |
|
Reconcile bank accounts regularly. |
|
Maintain records of expenses and receipts. |
|
Ensure proper classification of independent contractors. |
|
Consult with a tax professional for deductions. |
|
Risk Management
Task |
Completed (✓) |
---|---|
Obtain adequate business insurance coverage |
|
Review liability waivers and disclaimers. |
|
Develop a crisis management plan. |
|
Perform regular risk assessments for operations. |
|
Ensure cybersecurity measures are in place. |
|
Establish data breach response protocols. |
|
Regular Review and Updates
Task |
Completed (✓) |
---|---|
Conduct annual legal compliance reviews |
|
Update contracts and agreements as needed |
|
Monitor changes in relevant laws and regulations. |
|
Reassess intellectual property protections. |
|
Ensure all licenses and certifications are current. |
|
Consult with legal counsel for major business decisions. |
|